Jing (SFC:ASS431) Wu
吳晶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jing (SFC:ASS431) Wu (吳晶), a licensed former licensee with CE reference ASS431. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-08 | 2011-06-08 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-04-08 | 2011-06-08 |