Sang Woo Kim
金湘祐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sang Woo Kim (金湘祐), a licensed former licensee with CE reference ASQ341. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2009-08-20 | 2011-10-10 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2009-08-20 | 2011-10-10 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 9 — Asset management | 2009-08-20 | 2011-10-10 |