Sang Woo Kim

金湘祐
CE No. ASQ341 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sang Woo Kim (金湘祐), a licensed former licensee with CE reference ASQ341. This person has 2.1 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
Korea Investment & Securities Asia Limited
韓國投資證券亞洲有限公司
RO Type 1 - Dealing in securities 2009-08-20 2011-10-10
Korea Investment & Securities Asia Limited
韓國投資證券亞洲有限公司
RO Type 4 - Advising on securities 2009-08-20 2011-10-10
Korea Investment & Securities Asia Limited
韓國投資證券亞洲有限公司
RO Type 9 - Asset management 2009-08-20 2011-10-10

Worked alongside

The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Sang Woo Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Tian Jiang Korea Investment & Securities Asia Limited 2009–2011
Sang Me Lee Korea Investment & Securities Asia Limited 2009–2011
Adrian Wai Ping O Korea Investment & Securities Asia Limited 2009–2011
Sujin Song Korea Investment & Securities Asia Limited 2009–2011
Won Sang Song Korea Investment & Securities Asia Limited 2009–2011
Chi Wai Wong Korea Investment & Securities Asia Limited 2010–2011
Jun Hwan Kim Korea Investment & Securities Asia Limited 2010–2011
Inchoong Choo Korea Investment & Securities Asia Limited 2009–2010
In Muk Kang Korea Investment & Securities Asia Limited 2009–2010
Seong Rak Kim Korea Investment & Securities Asia Limited 2010–2011
Hyun Soo Bae Korea Investment & Securities Asia Limited 2009–2010
Jeonghee Lee Korea Investment & Securities Asia Limited 2009–2010
Eu Han Lee Korea Investment & Securities Asia Limited 2009–2010
Howard Horg Wang Wong Korea Investment & Securities Asia Limited 2009–2010
Hyuk-Jung Kwon Korea Investment & Securities Asia Limited 2011
Young Kun Kim Korea Investment & Securities Asia Limited 2011
Agnes Chi Yun Wun Korea Investment & Securities Asia Limited 2009
Shiu Cheong Ng Korea Investment & Securities Asia Limited 2009
Francis Chi Wai Wong Korea Investment & Securities Asia Limited 2009
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