Sang Woo Kim
金湘祐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sang Woo Kim (金湘祐), a licensed former licensee with CE reference ASQ341. This person has 2.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2009-08-20 | 2011-10-10 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2009-08-20 | 2011-10-10 |
| Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 |
RO | Type 9 - Asset management | 2009-08-20 | 2011-10-10 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Sang Woo Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.