Kwok Wai Ian So
蘇國偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai Ian So (蘇國偉), a licensed former licensee with CE reference ASP483. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-07-15 | 2010-12-17 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2009-07-15 | 2010-12-17 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-24 | 2010-12-17 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-03-24 | 2010-12-17 |