Ping Chuan Ngu
吳炳泉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Chuan Ngu (吳炳泉), a licensed former licensee with CE reference ASO698. This person has 0.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CAIIS Limited | Rep | Type 1 - Dealing in securities | 2009-03-17 | 2009-06-05 |
| CAIIS Limited | Rep | Type 4 - Advising on securities | 2009-03-17 | 2009-06-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ping Chuan Ngu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Samson Yiu Cho Lui | CAIIS Limited | 2009 |
| Stephen Wing Lok Liew | CAIIS Limited | 2009 |
| Karen Ka Hang Lee | CAIIS Limited | 2009 |
| Wing Yan Lee | CAIIS Limited | 2009 |
| Fernand Jean-Luc Anglada | CAIIS Limited | 2009 |
| Irene Suk Ching Chow | CAIIS Limited | 2009 |
| Chun Yu Choy | CAIIS Limited | 2009 |
| Philip Chi Kwan Chan | CAIIS Limited | 2009 |
| Marian Chung Yee Ho | CAIIS Limited | 2009 |
| Shirley Yan-Fen Ho | CAIIS Limited | 2009 |
| Ying Man Kwok | CAIIS Limited | 2009 |
| Timothy Kwok Cheung Lo | CAIIS Limited | 2009 |
| Janet Kar Ming Lau | CAIIS Limited | 2009 |
| Esther Yat Chu Leung | CAIIS Limited | 2009 |
| Mei San Leung | CAIIS Limited | 2009 |
| Annie Shuk Ming Leung | CAIIS Limited | 2009 |
| Lap Fai Lee | CAIIS Limited | 2009 |
| Pui Man Lee | CAIIS Limited | 2009 |
| Selina Siu Kam Tsang | CAIIS Limited | 2009 |
| Wai Ling Tsang | CAIIS Limited | 2009 |