Hsi-Ling Shen
沈西苓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsi-Ling Shen (沈西苓), a licensed former licensee with CE reference ASO437. This person has 0.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-20 | 2009-11-13 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2009-03-20 | 2009-11-13 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 9 - Asset management | 2009-03-20 | 2009-11-13 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Hsi-Ling Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.