Dicky Yik Ting Yuen
袁益霆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dicky Yik Ting Yuen (袁益霆), a licensed former licensee with CE reference ASO312. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-28 | 2017-01-01 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-28 | 2017-01-01 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-28 | 2011-09-19 |
| IMC Asia Pacific Limited |
Rep | Type 1 — Dealing in securities | 2009-03-12 | 2009-05-19 |
| IMC Asia Pacific Limited |
Rep | Type 2 — Dealing in futures contracts | 2009-03-12 | 2009-05-19 |