Terence Francis Browne

CE No. ASN931 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Terence Francis Browne, a licensed former licensee with CE reference ASN931. This person has 4.6 years of SFC licence history. Total licence records on file: 2.

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Licence history

FirmRoleRegulated activityFromTo
Amherst Pierpont International Limited RO Type 1 - Dealing in securities 2009-06-17 2014-01-31
Amherst Pierpont International Limited RO Type 4 - Advising on securities 2009-06-17 2014-01-31

Worked alongside

The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Terence Francis Browne during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Paul Wei Hung Kan Amherst Pierpont International Limited 2009–2014
Ling-Yi Lin Amherst Pierpont International Limited 2009–2012
Darla Kerlee Bartkowiak Amherst Pierpont International Limited 2014
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