Bok Hee Han
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bok Hee Han ( ), a licensed former licensee with CE reference ASL547. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shinhan Securities Asia Limited |
Rep | Type 1 — Dealing in securities | 2010-06-18 | 2010-10-15 |
| Shinhan Securities Asia Limited |
Rep | Type 4 — Advising on securities | 2010-06-18 | 2010-10-15 |
| Shinhan Securities Asia Limited |
RO | Type 1 — Dealing in securities | 2009-11-23 | 2010-06-18 |
| Shinhan Securities Asia Limited |
RO | Type 4 — Advising on securities | 2009-11-23 | 2010-06-18 |
| Shinhan Securities Asia Limited |
Rep | Type 1 — Dealing in securities | 2009-03-30 | 2009-11-23 |
| Shinhan Securities Asia Limited |
Rep | Type 4 — Advising on securities | 2009-03-30 | 2009-11-23 |