Er Mu
穆爾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Er Mu (穆爾), a licensed former licensee with CE reference ASL540. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
RO | Type 4 — Advising on securities | 2014-08-06 | 2014-08-08 |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-29 | 2014-08-06 |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
Rep | Type 9 — Asset management | 2014-07-29 | 2014-08-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-18 | 2012-11-03 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-18 | 2012-11-03 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-12-18 | 2012-11-03 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-19 | 2009-10-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-19 | 2009-10-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-02-19 | 2009-10-14 |