Raphael Pierre Benjamin Gautier
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raphael Pierre Benjamin Gautier ( ), a licensed former licensee with CE reference ASL263. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-02 | 2015-01-17 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-02 | 2015-01-17 |
| De Riva Asia Limited |
Rep | Type 1 — Dealing in securities | 2010-11-12 | 2013-06-28 |
| De Riva Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2010-11-12 | 2013-06-28 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-16 | 2010-11-06 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-16 | 2010-11-06 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-02-16 | 2010-11-06 |