Raphael Pierre Benjamin Gautier
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raphael Pierre Benjamin Gautier, a licensed former licensee with CE reference ASL263. This person has 5.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-02 | 2015-01-17 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-07-02 | 2015-01-17 |
| De Riva Asia Limited | Rep | Type 1 - Dealing in securities | 2010-11-12 | 2013-06-28 |
| De Riva Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2010-11-12 | 2013-06-28 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-16 | 2010-11-06 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-16 | 2010-11-06 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-02-16 | 2010-11-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raphael Pierre Benjamin Gautier during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.