Stephen Paul Thompson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Paul Thompson ( ), a licensed former licensee with CE reference ASK773. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-12 | 2009-04-22 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-02-12 | 2009-04-22 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2009-02-12 | 2009-04-22 |