Gareth Edward Uys
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gareth Edward Uys ( ), a licensed former licensee with CE reference ASK598. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 1 - Dealing in securities | 2009-08-05 | 2011-06-29 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-13 | 2009-08-05 |
| Macquarie Asia Securities Limited |
Rep | Type 2 - Dealing in futures contracts | 2009-02-13 | 2011-06-29 |