Wenjie Guan
管文捷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenjie Guan (管文捷), a licensed former licensee with CE reference ASK369. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-02 | 2015-12-17 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-02 | 2015-12-17 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-11-02 | 2015-12-17 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-06 | 2010-05-06 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-02-06 | 2010-05-06 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2009-02-06 | 2010-05-06 |