Galant Ka Lun Ng
吳嘉倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Galant Ka Lun Ng (吳嘉倫), a licensed former licensee with CE reference ASH960. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-02 | 2014-06-06 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-14 | 2011-09-14 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 9 — Asset management | 2011-03-14 | 2011-09-14 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-17 | 2011-03-01 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-26 | 2009-05-20 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-02-26 | 2009-05-20 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-02-26 | 2009-05-20 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-02-26 | 2009-05-20 |