Conrad Jacob Werner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Conrad Jacob Werner ( ), a licensed former licensee with CE reference ASH900. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Asia Securities Limited |
Rep | Type 1 - Dealing in securities | 2020-12-14 | 2021-02-28 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-06 | 2021-01-04 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-02-06 | 2020-11-10 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-15 | 2020-02-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-20 | 2011-02-28 |