Han Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Han Lee, a licensed former licensee with CE reference ASF469. This person has 0.6 years of SFC licence history. Total licence records on file: 2.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KB Investment & Securities Hong Kong Limited | RO | Type 9 - Asset management | 2009-04-21 | 2009-10-21 |
| KB Investment & Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2009-03-04 | 2009-10-21 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Han Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.