Sau Shan Lawrence James Ku
顧受山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Shan Lawrence James Ku (顧受山), a licensed former licensee with CE reference ASF395. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-17 | 2015-05-29 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-01-17 | 2015-05-29 |