James Gerald Mc Donnell

CE No. ASE651 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Gerald Mc Donnell, a licensed former licensee with CE reference ASE651. This person has 8.8 years of SFC licence history. Total licence records on file: 9.

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Licence history

FirmRoleRegulated activityFromTo
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2017-08-01 2017-10-14
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 - Advising on securities 2017-08-01 2017-10-14
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 6 - Advising on corporate finance 2017-08-01 2017-10-14
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 1 - Dealing in securities 2016-07-14 2017-08-01
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 4 - Advising on securities 2016-07-14 2017-08-01
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 6 - Advising on corporate finance 2016-07-14 2017-08-01
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2008-12-23 2016-07-14
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 - Advising on securities 2008-12-23 2016-07-14
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 6 - Advising on corporate finance 2008-12-23 2016-07-14

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