Charles Henry Roger Streeter
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Henry Roger Streeter ( ), a licensed former licensee with CE reference ASD370. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Religare Capital Markets (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2015-10-13 | 2016-07-31 |
| Religare Capital Markets (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2015-10-13 | 2016-07-31 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-07-07 | 2015-10-13 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-07-07 | 2015-10-13 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-21 | 2015-06-13 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-21 | 2015-06-13 |
| Mirabaud (Asia) Limited |
Rep | Type 4 — Advising on securities | 2009-09-29 | 2012-07-31 |
| Mirabaud (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2009-09-15 | 2012-07-31 |
| ICAP Equities Asia Limited | Rep | Type 1 — Dealing in securities | 2009-03-12 | 2009-08-12 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2008-12-12 | 2009-03-09 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2008-12-12 | 2009-03-09 |