Charles Henry Roger Streeter

CE No. ASD370 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Henry Roger Streeter (), a licensed former licensee with CE reference ASD370. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
Religare Capital Markets (Hong Kong) Limited RO Type 1 — Dealing in securities 2015-10-13 2016-07-31
Religare Capital Markets (Hong Kong) Limited RO Type 4 — Advising on securities 2015-10-13 2016-07-31
Religare Capital Markets (Hong Kong) Limited Rep Type 1 — Dealing in securities 2015-07-07 2015-10-13
Religare Capital Markets (Hong Kong) Limited Rep Type 4 — Advising on securities 2015-07-07 2015-10-13
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 1 — Dealing in securities 2012-08-21 2015-06-13
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 4 — Advising on securities 2012-08-21 2015-06-13
Mirabaud (Asia) Limited
Rep Type 4 — Advising on securities 2009-09-29 2012-07-31
Mirabaud (Asia) Limited
Rep Type 1 — Dealing in securities 2009-09-15 2012-07-31
ICAP Equities Asia Limited Rep Type 1 — Dealing in securities 2009-03-12 2009-08-12
ICAP Securities Hong Kong Limited Rep Type 1 — Dealing in securities 2008-12-12 2009-03-09
ICAP Securities Hong Kong Limited Rep Type 2 — Dealing in futures contracts 2008-12-12 2009-03-09

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