Kai Wing Chan
陳繼穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Wing Chan (陳繼穎), a licensed former licensee with CE reference ASD277. This person has 2.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-15 | 2011-10-03 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-05-13 | 2011-10-03 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2009-01-06 | 2009-05-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Wing Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.