Kai Wing Chan
陳繼穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Wing Chan (陳繼穎), a licensed former licensee with CE reference ASD277. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-15 | 2011-10-03 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-13 | 2011-10-03 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-06 | 2009-05-06 |