Pui Sze Yung
翁貝斯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Sze Yung (翁貝斯), a licensed former licensee with CE reference ASD202. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-05-20 | 2014-03-17 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2008-12-11 | 2014-03-17 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2008-12-11 | 2014-03-17 |