Sum Man
文琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sum Man (文琛), a licensed former licensee with CE reference ASC884. This person has 2.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RG Asset Management Company Limited | Rep | Type 4 - Advising on securities | 2009-01-20 | 2011-07-17 |
| RG Asset Management Company Limited | Rep | Type 5 - Advising on futures contracts | 2009-01-20 | 2011-07-17 |
| RG Asset Management Company Limited | Rep | Type 9 - Asset management | 2009-01-20 | 2011-07-17 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Sum Man during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kit Yee Huen | RG Asset Management Company Limited | 2009–2011 |
| Akihiro Arita | RG Asset Management Company Limited | 2009–2011 |
| Hirohisa Kano | RG Asset Management Company Limited | 2009–2011 |
| Tsutomu Matsumoto | RG Asset Management Company Limited | 2009–2011 |
| Shinichi Takeda | RG Asset Management Company Limited | 2009–2011 |
| Crihil C. Ibanez | RG Asset Management Company Limited | 2009–2010 |