Andrew Thaddeus Harmstone

CE No. ARW607 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Thaddeus Harmstone (), a licensed former licensee with CE reference ARW607. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2019-08-19 2019-08-23
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2018-04-23 2018-04-27
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2017-04-21 2017-05-02
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2016-04-18 2016-04-22
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2015-07-13 2015-07-20
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2012-04-13 2012-04-20
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2012-03-09 2012-03-16
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2012-02-13 2012-02-20
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2008-11-18 2008-11-24

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