Richard John Seaward
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard John Seaward ( ), a licensed former licensee with CE reference ARV277. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-11-03 | 2017-06-30 |
| Parry International Trading Limited | RO | Type 1 — Dealing in securities | 2015-11-25 | 2016-10-03 |
| Parry International Trading Limited | Rep | Type 1 — Dealing in securities | 2015-10-20 | 2015-11-25 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2013-02-18 | 2015-09-27 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 4 — Advising on securities | 2013-02-18 | 2015-09-27 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-12 | 2013-02-18 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-12 | 2013-02-18 |
| Mirabaud (Asia) Limited |
RO | Type 1 — Dealing in securities | 2009-07-06 | 2012-08-20 |
| Mirabaud (Asia) Limited |
RO | Type 4 — Advising on securities | 2009-07-06 | 2012-08-20 |
| Mirabaud (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2008-11-06 | 2009-07-06 |
| Mirabaud (Asia) Limited |
Rep | Type 4 — Advising on securities | 2008-11-06 | 2009-07-06 |