Li (SFC:ARU868) Jiang
江利
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:ARU868) Jiang (江利), a licensed former licensee with CE reference ARU868. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-02-02 | 2018-06-27 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-08-01 | 2014-11-30 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-31 | 2011-06-11 |