Chi Hang (SFC:ARU729) Lo
盧致恆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Hang (SFC:ARU729) Lo (盧致恆), a licensed former licensee with CE reference ARU729. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-03-01 | 2023-04-06 |
| Fortis, Sheriffs & Browns Asia Co. Limited | RO | Type 1 — Dealing in securities | 2017-06-07 | 2023-12-27 |
| Fortis, Sheriffs & Browns Asia Co. Limited | RO | Type 4 — Advising on securities | 2017-06-07 | 2023-12-27 |
| Fortis, Sheriffs & Browns Asia Co. Limited | RO | Type 9 — Asset management | 2017-06-07 | 2023-12-27 |
| orientiert International Markets Limited | RO | Type 1 — Dealing in securities | 2016-08-30 | 2023-04-06 |
| orientiert International Markets Limited | RO | Type 4 — Advising on securities | 2016-08-30 | 2023-04-06 |
| orientiert International Markets Limited | RO | Type 9 — Asset management | 2016-08-30 | 2023-04-06 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-04-07 | 2023-04-06 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 4 — Advising on securities | 2016-04-07 | 2023-04-06 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 9 — Asset management | 2016-04-07 | 2023-04-06 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-30 | 2016-04-07 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-30 | 2016-04-07 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2015-12-30 | 2016-04-07 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2012-02-16 | 2015-12-11 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-20 | 2015-12-11 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-20 | 2015-12-11 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-05 | 2009-09-02 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-05 | 2009-09-02 |