Mark Steven Hergott
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Steven Hergott, a licensed former licensee with CE reference ART675. This person has 2.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-09 | 2011-01-11 |
| Macquarie Asia Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2009-01-09 | 2011-01-11 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-21 | 2008-11-21 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-21 | 2008-11-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mark Steven Hergott during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.