Ka Yan (SFC:ART643) Lo
盧嘉欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yan (SFC:ART643) Lo (盧嘉欣), a licensed former licensee with CE reference ART643. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-14 | 2020-03-31 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-09 | 2010-11-01 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2008-12-04 | 2011-06-25 |