Chi Kwong Yuen
袁志光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kwong Yuen (袁志光), a licensed former licensee with CE reference ART642. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion International Securities Group Limited 獅子國際證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2018-03-07 | 2024-05-21 |
| Lion International Securities Group Limited 獅子國際證券集團有限公司 |
RO | Type 4 — Advising on securities | 2018-03-07 | 2024-05-21 |
| Suncorp Securities Limited 新確證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-16 | 2018-01-05 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-04-01 | 2016-09-30 |
| BMI Securities Limited 邦盟滙駿證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-04-01 | 2016-09-30 |
| Hafoo Securities Limited 哈富證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-09-27 | 2016-02-29 |
| Wilson Securities Limited 滙生證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-12 | 2014-05-16 |
| Wilson Securities Limited 滙生證券有限公司 |
RO | Type 4 — Advising on securities | 2010-07-12 | 2014-05-16 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-03 | 2010-07-12 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-03 | 2010-07-12 |
| Hafoo Securities Limited 哈富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-25 | 2012-09-27 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-20 | 2009-05-11 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-20 | 2009-05-11 |