Robert George Waugh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert George Waugh ( ), a licensed former licensee with CE reference ART513. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-23 | 2010-03-16 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-10-23 | 2010-03-16 |