Lai Sum Yim
嚴勵心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Sum Yim (嚴勵心), a licensed former licensee with CE reference ARS319. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-22 | 2010-08-04 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-11-04 | 2010-06-22 |