Kuan-Ying Chen
陳冠穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kuan-Ying Chen (陳冠穎), a licensed former licensee with CE reference ARS043. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-04 | 2011-04-30 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-04 | 2011-04-30 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2008-11-04 | 2011-04-30 |