Huashi Xia
夏華士
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Huashi Xia (夏華士), a licensed former licensee with CE reference ARR978. This person has 1.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vicis Capital (Hong Kong) Limited 威奇思資本(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2008-11-26 | 2010-02-28 |
| Vicis Capital (Hong Kong) Limited 威奇思資本(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-11-26 | 2010-02-28 |
| Vicis Capital (Hong Kong) Limited 威奇思資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2008-11-26 | 2010-02-28 |
| Vicis Capital (Hong Kong) Limited 威奇思資本(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2008-11-26 | 2010-02-28 |
| Vicis Capital (Hong Kong) Limited 威奇思資本(香港)有限公司 |
RO | Type 9 - Asset management | 2008-11-26 | 2010-02-28 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Huashi Xia during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Shadron Lee Stastney | Vicis Capital (Hong Kong) Limited | 2008–2010 |
| Kwong Yu Lam | Vicis Capital (Hong Kong) Limited | 2008–2010 |
| Fu Wing Lau | Vicis Capital (Hong Kong) Limited | 2009 |