Siu Yung Wan
溫少勇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Yung Wan (溫少勇), a licensed former licensee with CE reference ARR913. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2019-07-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-02 | 2017-10-02 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-05-27 | 2013-09-30 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-09 | 2013-09-30 |