Yu (SFC:ARR603) Liu
劉宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:ARR603) Liu (劉宇), a licensed former licensee with CE reference ARR603. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-02 | 2016-07-15 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-02 | 2016-07-15 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 - Asset management | 2008-10-02 | 2016-07-15 |