Andrew James Barnie

CE No. ARQ984 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew James Barnie, a licensed former licensee with CE reference ARQ984. This person has 0.7 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
MF Global Hong Kong Limited
明富環球香港有限公司
Rep Type 1 - Dealing in securities 2008-09-29 2009-06-10
MF Global Hong Kong Limited
明富環球香港有限公司
Rep Type 2 - Dealing in futures contracts 2008-09-29 2009-06-10
MF Global Hong Kong Limited
明富環球香港有限公司
Rep Type 4 - Advising on securities 2008-09-29 2009-06-10
MF Global Hong Kong Limited
明富環球香港有限公司
Rep Type 5 - Advising on futures contracts 2008-09-29 2009-06-10

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew James Barnie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ho Kin Chan MF Global Hong Kong Limited 2008–2009
King Fai Ho MF Global Hong Kong Limited 2008–2009
Yi To Chung MF Global Hong Kong Limited 2008–2009
Wai Fong Ou MF Global Hong Kong Limited 2008–2009
Chun Wah Wong MF Global Hong Kong Limited 2008–2009
Sung Biu Bill Lawrence Chiu MF Global Hong Kong Limited 2008–2009
Robin Adam Green MF Global Hong Kong Limited 2008–2009
Samuel Joe Sum Kok MF Global Hong Kong Limited 2008–2009
Peter John Lewis MF Global Hong Kong Limited 2008–2009
Matthew Robert Faulkner MF Global Hong Kong Limited 2008–2009
Ka Yan Chiu MF Global Hong Kong Limited 2008–2009
Geoffrey Raymond Howie MF Global Hong Kong Limited 2008–2009
Wang Chi Lam MF Global Hong Kong Limited 2008–2009
Caroline Diana Wannan MF Global Hong Kong Limited 2008–2009
Jack Chen MF Global Hong Kong Limited 2008–2009
Kang Woo Yi MF Global Hong Kong Limited 2008–2009
David Martin Harrison MF Global Hong Kong Limited 2009
Sui Wai Chan MF Global Hong Kong Limited 2008–2009
Sze Ki Wong MF Global Hong Kong Limited 2008–2009
Raymond Ka Yin Mok MF Global Hong Kong Limited 2008–2009
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