Shanna Li
李姍娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shanna Li (李姍娜), a licensed former licensee with CE reference ARQ975. This person has 0.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-23 | 2014-04-11 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-12-23 | 2014-04-11 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-09-24 | 2009-05-04 |