Qi (SFC:ARP973) Shi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qi (SFC:ARP973) Shi ( ), a licensed former licensee with CE reference ARP973. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-02 | 2010-02-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-02 | 2010-02-25 |