Michael (SFC:ARP397) Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael (SFC:ARP397) Lee ( ), a licensed former licensee with CE reference ARP397. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Our Nature Limited |
RO | Type 9 — Asset management | 2016-08-15 | 2019-03-25 |
| JNL Investments Limited |
RO | Type 9 — Asset management | 2015-10-16 | 2016-08-12 |
| JNL Investments Limited |
Rep | Type 9 — Asset management | 2012-05-11 | 2015-10-16 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-09-11 | 2010-04-17 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-11 | 2009-07-31 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-09-11 | 2009-07-31 |