Hui Ling Poon
潘慧玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui Ling Poon (潘慧玲), a licensed former licensee with CE reference ARP007. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-03-12 | 2012-04-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-09 | 2012-04-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-09-09 | 2009-12-04 |