Hoi Yin (SFC:ARO900) Ng
吳凱燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Yin (SFC:ARO900) Ng (吳凱燕), a licensed former licensee with CE reference ARO900. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| iTrade Securities Investment Limited 美信證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-15 | 2018-09-15 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-09 | 2016-02-29 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-05 | 2013-12-06 |