Yuk Fai Ng
吳旭暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Fai Ng (吳旭暉), a licensed former licensee with CE reference ARO690. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-19 | 2011-05-31 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-05-19 | 2011-05-31 |
| HSBC Life (International) Limited 滙豐人壽保險（國際）有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-29 | 2008-10-15 |