Chi Wing (SFC:ARO676) Yip
葉志榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wing (SFC:ARO676) Yip (葉志榮), a licensed former licensee with CE reference ARO676. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-29 | 2017-02-14 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-16 | 2012-11-08 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-17 | 2012-08-31 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-09 | 2009-05-31 |