Howard Roy Guberman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Howard Roy Guberman, a licensed former licensee with CE reference ARO463. This person has 7.9 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gruss Capital Management Limited | RO | Type 9 - Asset management | 2008-10-27 | 2016-09-15 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Howard Roy Guberman during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Stephen Heng Che Woo | Gruss Capital Management Limited | 2008–2016 |
| Kam Wing Fung | Gruss Capital Management Limited | 2011–2013 |
| Yejun Qian | Gruss Capital Management Limited | 2012–2015 |
| Gerald Seng-Kiat Kok | Gruss Capital Management Limited | 2010–2012 |
| Geoffrey Yu Hin Liu | Gruss Capital Management Limited | 2014–2016 |
| Sean Thomas Dany | Gruss Capital Management Limited | 2008–2009 |
| Liyang Lu | Gruss Capital Management Limited | 2015–2016 |