Shuo Ting Wu
吳碩庭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuo Ting Wu (吳碩庭), a licensed former licensee with CE reference ARO003. This person has 4.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-29 | 2013-05-22 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2008-08-29 | 2013-05-22 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-08-29 | 2013-05-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuo Ting Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.