Yu (SFC:ARN781) Li
李玉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:ARN781) Li (李玉), a licensed former licensee with CE reference ARN781. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-27 | 2008-09-20 |