Yu Li
李玉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Li (李玉), a licensed former licensee with CE reference ARN781. This person has 0.1 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-27 | 2008-09-20 |