Kan Bor Kwok
郭耿波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kan Bor Kwok (郭耿波), a licensed former licensee with CE reference ARN617. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-08-21 | 2012-04-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-22 | 2012-04-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-20 | 2009-07-11 |