Wai Kit Yim
嚴偉杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kit Yim (嚴偉杰), a licensed former licensee with CE reference ARN606. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-24 | 2010-02-21 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-05-15 | 2010-02-21 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-26 | 2009-03-11 |