Ka Lim Choa
蔡家濂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lim Choa (蔡家濂), a licensed former licensee with CE reference ARN433. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-02-06 | 2014-05-21 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-20 | 2014-05-21 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-20 | 2014-05-21 |